Services
End-to-end legal and compliance support.
01 · Service
Legal Support
Access to senior level lawyer for all your corporate and commercial matters, contract drafting and negotiation. Services include:
- Confidentiality / non-disclosure agreements
- Supplier Agreements
- Master Services Agreement and Purchase Orders
- Software as a Service (SaaS) agreements
- Standard client engagement terms
- Website terms and conditions
- Leases and licences
- Capital raising and shareholder agreements
- Employment Agreements
02 · Service
Regulatory Compliance
Supporting your business with end-to-end compliance services and frameworks. Examples include:
- Anti-Money Laundering Program and reporting
- Modern Slavery Statement and reporting
- Privacy Policy and privacy compliance plan
- Data Protection and Document Retention Policy
- Workplace Gender Equality Reporting (WGEA) support
- Acceptable Technology and AI Use Policy
- Business Continuity Plan
- Cyber Incident Response Plan
- Regulatory change management and project lead
- Compliance training modules for client use or in-house face-to-face delivery to staff, management and Board
03 · Service
Financial Services and Credit Licensing
Ensuring your ASIC licence to operate remains current and compliant. Assistance includes:
- Application for licence or variation to licence
- Responsible Manager / Fit and Proper Person, appointments, frameworks and training (ASIC RG105-compliant)
- Incident and Breach Reporting Framework (ASIC RG78-compliant)
- Disputes and Complaints Management Framework (ASIC RG271-compliant)
- Breach, incidents and complaints management support, reporting to management/board
- Risk and Compliance Frameworks
- Assisting with annual regulatory filings including for ASIC, AUSTRAC and industry code compliance
- Managing regulatory inquiries and investigations, including regulatory data requests and interviews
- Agreements for distribution model including corporate authorised representative, binder, referrer and broker agreements and associated distributor compliance manuals
- Marketing compliance (ASIC RG234), Unfair Contract Terms reviews
- Review of business collateral and promotional material to ensure it contains relevant disclosures
- Preparing and reviewing regulatory disclosures including Target Market Determinations (TMDs), Information Memorandums, Product Disclosure Statements (PDS), Credit Guide, Financial Services Guide (FSG)
04 · Service
Governance
Creating “Board-ready” corporate policies and company secretarial support. Includes:
- Board advisory
- Company secretarial and board pack templates
- Board Charters, Committee Terms of Reference
- Delegations of Authority
- Code of Conduct, Grievance Policy, Whistleblower Policy
- Health and Safety and Anti-Discrimination policies
- Risk Register
- Corporate Social Responsibility (CSR) and Environment Social and Governance (ESG) policies and statements
05 · Service
Start-up Support
Delivering your preferred business structure and protecting your business IP.
- Business name and company incorporation
- Constitution and Charters
- Shareholder agreements
- Trademark applications
- IP protection: IP infringement letters and undertakings
- Employment agreements and restraints advice
How it works
Get Started.
- 01
You get in touch
Email or send in an enquiry with a description of what you need.
- 02
We talk it through
We’ll have an initial consultation to work out what you actually need, and whether Mainelli Consulting can assist.
- 03
You get a scope and a fee
A written proposal on the scope of the services and fees, with the proposed engagement model that suits the work.
Connect
Get Started.
Every service here can be delivered as a monthly subscription, a retainer, a fixed-fee project, or flexible support.